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Monitoring compliance is a crucial aspect of fund management. It ensures compliance with regulatory requirements, protects the interests of investors and maintains confidence in the financial markets. However, the approach to compliance monitoring can vary depending on the size, structure and resources of the organization.
Come talk to us about the different options for setting up internal compliance oversight functions. From dedicated compliance teams to outsourcing arrangements, we explore the pros and cons of each approach and provide practical guidance on selecting the most suitable option for your organization.
Whether you are a fund manager, compliance officer or industry professional, this video provides essential information to help you understand the complexities of compliance oversight and ensure regulatory compliance in fund management.
Don't forget the importance of compliance monitoring! Enroll now and give your organization the knowledge and tools to effectively navigate regulatory requirements and maintain the integrity of fund management operations. Let's embark on this journey together towards compliance excellence and investor confidence.
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